Two-for-One SEC Slaps Crypto Hedge Fund, Broker With Registration Failures

Two-for-One SEC Slaps Crypto Hedge Fund, Broker With Registration Failures
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n nn nn In what it deems a first for both enforcement actions, the United States Securities and Exchange Commission SEC is charging two entities with registration failures.First in line, TokenLot LLC, the self-named ICO Superstore, is being charged with acting as an unregistered broker-dealer in the first case charging unregistered broker-dealers for selling digital tokens after the SEC issued The DAO Report in 2017. A seminal document in defining ICOs and tokens